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基于文言文大数据的曾国藩洋务思想形成的心理探究
其他题名Psvchological Research on The Formation of ZenZ Guofan's Westernization Thought Based on Classical Chinese Big Data
周敬宜
导师朱廷劭
2022-06
摘要曾国藩积极倡导洋务运动,在洋务运动初期做出了不少贡献。探究曾国藩洋务思想形成的心理变化情况,能够加深对曾国藩在洋务运动中所作出的历史贡献的认识和理解。 曾国藩洋务思想的启蒙期是在道光末年至第二次鸦片战争期间,此时其刚担负起镇压太平天国、挽救清朝灭顶之灾的重任。第二次鸦片战争后,其思想已逐步形成,并率先投入到洋务运动中。以往的学者在研究这一时期的曾国藩洋务思想时,易受主观影响,方法大多是从曾国藩所留批犊、书信中寻章摘句,解读往往带有对曾国藩的刻板印象。为解决这一问题,本文运用文言文大数据,量化曾国藩在洋务思想形成前后的心理特点,结合史料记载,用更客观的数据解读他的转变心理,尝试呈现一个在洋务运动中真实的曾国藩。 随着信息技术的发展,以数据驱动历史心理学研究的方法已有应用。中国科 学院心理研究所计算网络心理实验室构建了用于古汉语文本分析的CC-LIWC(Classical Chinese-Linguistic Inquiry and Word Count),克服了文言文分词、一词多义等诸多困难,经过效度检验,使CC-LIW C具备对文言文数据进行心理语义分析的有效性。 本文使用CC-LIWC对《曾国藩全集》中的469.0万有效字进行大数据量的语词计量文本分析,量化曾国藩洋务思想形成前后的心理语义变化。依据史料记载,将曾国藩一生分为四阶段,“咸丰八年再出山”是其洋务思想形成时期的重要转折点。对《曾国藩全集》中奏稿、披犊、日记、家书和书信的文言数据,依时间、类型分别进行划分、筛选和分组,运用CC-LIWC工具和Python语言环境,对词频数据进行统计学分析,量化统计结果的心理学涵义。 研究一中,分别对“咸丰八年再出山”前后两组的奏稿、披犊、日记、家书和书信样本分别进行词频统计,通过非参数检验得到共有52个词类的词频具有显著差异,占总词类的65%。与“咸丰八年再出山”前的数据相比,之后曾国藩的心理语义特征体现了其“求稳”、重视交往等表现,证明曾国藩在洋务思想形成后具有显著心理差异的表现。另外,研究还发现了日记和公文样本在部分词频表现中存在差异,说明曾国藩在工作中可能存在着印象管理。 研究二针对曾国藩“矛盾”的洋务思想形成原因,对自说自话、易于揭露其心理特征的日记数据进行词频统计,将Swear词类中出现的“钝”“愚”“拙”等词进行原文查阅。分析得到“咸丰八年再出山”前后,曾国藩由追求圣贤德业、崇尚事功、崇奉儒家、刚性的进取,转变为追求理想人格构建、关注道教的自然与开放、刚柔兼备、善于反省等表现,这与其保守与开创相融合的“矛盾”洋务思想表现相吻合。 研究三基于CC-LIWC词频数据和迁移学习的方法训练出的大五人格预测模型,将前后两组词频数据代入模型,得到两组大五人格预测分数。结果显示,开放性特质从中下转为中等;责任性特质一直处于处于中上水平;宜人性的预测分数前后没有变化,都属于高水平;外倾性特质一直处于中下水平,神经质特质一直处于较高水平。这一预测结果与洋务运动中曾国藩的表现相符。 总讨论阶段,综合研究一、二、三中客观分析的曾国藩固有心理特质和重要转折前后心理转变,分别对其洋务思想中的“保守”和“开创”两方面分别进行分析。其中,“保守”思想的形成,基于其不变的“深入骨髓的理学观念”到其变化的“初办团练,屡次战败带来的巨大挫败感”“因直言不讳,曾遭受同僚排挤,到学会变通”和“丧亲导致可能的延长哀伤障碍”共四方面因素。“开创”思想的形成,基于其不变的“爱国情怀和民族正义感”到其变化的“从理学思想,逐渐融入道家等思想”“从固执己见到广纳人才善于自省”和“开拓视野,在战争中切实感受到了洋务军事技术的实力”共四方面的因素。 本文从历史心理学角度,基于文言文大数据,对曾国藩现存的大量公文、日记、家书和书信等内容数据作为语料库,开展了“咸丰八年再出山”前后词频差异分析、曾国藩洋务思想形成前后日记内容的词频变迁分析和曾国藩洋务思想形成前后人格特质变迁分析共三方面的研究工作,对其洋务思想中的“保守”和“开创”两方面进行综合分析,力图客观还原洋务运动中真实的曾国藩。
其他摘要Zeng Guofan actively advocated the Westernization Movement and made great contributions in the early stage of the Westernization Movement. Exploring the relationship between his psychology and social history can deepen the understanding and understanding of Zeng Guofan's historical contribution to the Westernization Movement. The Enlightenment period of Zeng Guofan's westernization thought was from the end of Daoguang to the second Opium War. At this time, he just took on the important task of suppressing the Taiping Heavenly Kingdom and saving the disaster of the Qing Dynasty. After the second Opium War, his thought has gradually formed and took the lead in the Westernization Movement. Previous research and analysis of Zeng Guofan's westernization thought in this period will have the influence of political attitude. Most of the methods are to find chapters and sentences from Zeng Guofan's approval slips and letters. The interpretation is often easy to have a stereotype of Zeng Guofan. Using psychological research methods to quantify Zeng Guofan's psychological characteristics before and after the formation of Westernization thought, combined with historical records, interpret his transformation psychology with more objective data, and present a real Zeng Guofan in the Westernization Movement, which is the main problem to be solved in this paper. With the development of information technology, data-driven methods of historical psychology research have been applied. The computational network psychology laboratory of the Institute of psychology, Chinese Academy of Sciences has constructed cc-liwc for ancient Chinese text analysis, which has overcome many difficulties such as classical Chinese word segmentation and polysemy. After validity test, cc-liwc has the effectiveness of classical Chinese text psychosemantic analysis. In this paper, cc-liwc is used to analyze the 4.69 million effective words in Zeng Guofan's complete works, and quantify the psychological and semantic changes before and after the formation of Zeng Guofan's westernization thought. According to historical records, Zeng Guofan's life was divided into four stages. "Xianfeng came out again in eight years" was an important turning point in the formation of his Westernization thought. The classical Chinese data of playing manuscripts, draped slips, diaries, family letters and letters in Zeng Guofan's complete works are divided, screened and grouped according to time and type. Cc-liwc is run to calculate the word frequency. Based on the python language environment, the word frequency data are statistically analyzed to quantify the psychological meaning of the statistical results. In Study 1,the word frequency statistics of the two groups before and after the "eight years of Xianfeng" were carried out respectively. Through the nonparametric test, it was found that the word frequency of 52 parts of speech had significant differences, accounting for 650/0 of the total parts of speech. Compared with the data before "eight years of Xianfeng", Zeng Guofan's psychological and semantic characteristics reflect his performance of "seeking stability" and paying attention to communication, which proves that Zeng Guofan has significant psychological differences after the formation of Westernization thought. In addition, the study also found that there were differences in some word frequency between diary and official document samples, indicating that Zeng Guofan may have impression management in his work. In Stu即2, according to the reasons for the formation of Zeng Guofan's "contradictory" Westernization thought, the word frequency statistics were carried out on the diary data that talked to themselves and easy to reveal their psychological characteristics, and the original texts of the words "dull", "stupid" and "clumsy" in the part of speech of swarm were consulted. The analysis shows that before and after "eight years of Xianfeng", Zeng Guofan changed from pursuing sages and virtues, advocating meritorious service, Confucianism and rigid enterprising to pursuing the construction of ideal personality, paying attention to the nature and openness of Taoism, being both rigid and flexible, and being good at introspection, which is consistent with the performance of the "contradictory" Westernization thought of the integration of conservatism and creation. In Stu即3, the big five personality prediction model was trained based on cc-liwc word frequency data and transfer learning method. The two groups of word frequency data were substituted into the model to obtain the prediction scores of two groups of big five personality. The results showed that openness changed from middle to low to medium; Conscientiousness has always been at the upper middle level; There was no change in the prediction score of appropriate humanity before and after, which belonged to a high level; Extraversion has always been at the middle and lower level, and neuroticism has always been at a high level. This prediction result is consistent with Zeng Guofan's performance in the Westernization Movement. In the general discussion stage, it comprehensively studies the inherent psychological characteristics of Zeng Guofan and the psychological changes before and after the important turning point objectively analyzed by the first, second and third middle schools, and analyzes the influencing factors of "conservatism" and "creation" in his Westernization thought. From the perspective of historical psychology and based on the big data of ancient Chinese, this paper takes a large number of existing official documents, diaries, family letters and letters of Zeng Guofan as the corpus, and carries out three aspects of research work: the analysis of word frequency difference before and after "Xianfeng's eight-year return to the mountain", the analysis of word frequency change of diary content before and after the formation of Zeng Guofan's westernization thought, and the analysis of personality change before and after the formation of Zeng Guofan's westernization thought, This paper makes a comprehensive analysis of the two aspects of "conservatism" and "creation" in his Westernization thought, trying to objectively restore the real Zeng Guofan in the Westernization Movement.
关键词曾国藩 洋务思想 文言文大数据 词频分析 人格特质
学位类型硕士
语种中文
学位名称理学硕士
学位专业应用心理学
学位授予单位中国科学院大学
学位授予地点中国科学院心理研究所
文献类型学位论文
条目标识符http://ir.psych.ac.cn/handle/311026/45023
专题社会与工程心理学研究室
推荐引用方式
GB/T 7714
周敬宜. 基于文言文大数据的曾国藩洋务思想形成的心理探究[D]. 中国科学院心理研究所. 中国科学院大学,2022.
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